The global diffusion of organ transplantation: trends, drivers and policy implications
Sarah L White a, Richard Hirth b, Beatriz Mahíllo c, Beatriz Domínguez-Gil c, Francis L Delmonico d, Luc Noel e, Jeremy Chapman f, Rafael Matesanz c, Mar Carmona c, Marina Alvarez c, Jose R Núñez e & Alan Leichtman g
a. Sydney Medical School, Charles Perkins Centre, The University of Sydney, New South Wales 2006, Australia.
b. Department of Health Management and Policy, University of Michigan, Ann Arbor, United States of America (USA).
c. Organización Nacional de Trasplantes, Madrid, Spain.
d. Massachusetts General Hospital, Boston, USA.
e. Service Delivery and Safety, World Health Organization, Geneva, Switzerland.
f. Centre for Transplant and Renal Research, Westmead Hospital, Westmead, Australia.
g. Department of Internal Medicine, University of Michigan, Ann Arbor, USA.
Correspondence to Sarah L White (email: email@example.com).
(Submitted: 19 February 2014 – Revised version received: 18 June 2014 – Accepted: 20 June 2014 – Published online: 22 August 2014.)
Bulletin of the World Health Organization 2014;92:826-835. doi: http://dx.doi.org/10.2471/BLT.14.137653
In May 2004 the World Health Assembly adopted resolution WHA57.18, in recognition of the global increase in transplantation activities, the associated risks to patient safety, the trafficking of organs for transplantation and the trafficking of human beings as sources of such organs. This resolution urged the World Health Organization’s (WHO’s) Member States to implement “effective national oversight of the procurement, processing and transplantation of human cells, tissues and organs” and requested the collection of global data on practices in allogeneic transplantation and their outcomes.1 In response, the Global Observatory on Donation and Transplantation was established as an official collaboration between WHO and the Organización Nacional de Trasplantes.2 In 2011, the Global Observatory contained information on allogenic donation and transplantation activities for 105 Member States, including records of 112 939 solid organ transplants performed in 2011.3
In this article, we used Global Observatory data to investigate the current distribution of global transplantation activities and the temporal trends in rates of solid organ transplantation for each Global Burden of Disease region.4 We identified the Member States driving these trends and the health policies that were associated with substantial increases in transplantation activities between 2006 – i.e. the first year for which the Global Observatory collected comprehensive data – and 2011. We also evaluated the broad macroeconomic and health system determinants of the diffusion of the practice of organ transplantation.
International variation in transplantation activities is recognized to be largely unrelated to the actual distribution of medical need – correlating instead with the resources available for health-care provision.5,6 In previous studies of countries with established programmes of renal replacement therapy, the incidence of dialysis and kidney transplantation in a given country has been found to be significantly associated with that country’s gross domestic product (GDP) per capita and the percentage of the GDP spent on health care – but not with demographic characteristics or the underlying risk factor burden.5 These observations are perhaps unsurprising since, in general, higher income per capita and higher levels of health spending are associated with greater access to expensive, resource-intensive medical technologies, such as transplantation.7 However, there are indications that the level of correlation between income per capita and transplantation activity has diminished over the last few decades. For example, in a study of the diffusion of kidney transplantation – from 1975 to 1995 – across the countries belonging to the Organisation for Economic Co-operation and Development, significant convergence was observed in the number of transplants performed per country but not in GDP per capita.8 In the present study, therefore, we examined whether income per capita remains a determinant of the existence and capacity of transplant programmes across the WHO’s Member States. We also investigated the relationships between transplantation activity and health system factors including the number of physicians per capita, total health expenditure, public health expenditure and out-of-pocket payments.
Previous studies on this topic have focused on the number of kidney transplants per million population per year as the outcome.5,8 However, this approach excludes all countries that do not currently engage in kidney transplantation and is not ideal for describing countries that have only recently begun to practise transplantation. We therefore used an alternative method for evaluating the global diffusion of transplantation technology. This method was based on categorical levels of health system capacity with respect to solid organ transplantation (Box 1). The designation of levels of health system capacity – as a framework by which to evaluate the stage of development of national organ donation and transplantation programmes – was proposed during the WHO Madrid Consultation in 2010.9 By applying the Global Observatory data to such a framework, we broadly describe where each Member State stands with respect to the goal of transplantation self-sufficiency – i.e. the provision of a sufficient number of organs for residents in need, from within the country or through regional cooperation.10
Box 1. Definitionsa of hierarchical levels of capacity with respect to the provision of organ donation and transplantation services in a given country
No local transplantation activity – either reported to the Global Observatory on Donation and Transplantation between 2006 and 2011 or detected by additional investigation.
At least one kidney transplant centre – with the capacity to perform living donor nephrectomy, kidney transplantation and post-transplant management of recipients – within the country’s borders. No deceased donor activity reported to the Global Observatory on Donation and Transplantation between 2006 and 2011.
Countries that have commenced deceased donor kidney transplantation within their own borders. Sufficient local capacity – including local medical expertise – exists to perform kidney recovery surgery from deceased and living donors, kidney transplantation and recipient management. Activities may also include liver transplantation and isolated cases of heart and lung transplantation.
Deceased donor kidney and liver transplantation have been performed for at least five years. Heart and lung transplantation also available, either locally or via formal international cooperative organ-sharing agreements such as Eurotransplant and Scandiatransplant. Legislation permits and regulates organ donation and transplantation.
An established multi-organ deceased donor transplant programme exists that is capable of providing kidney, liver, heart, lung and pancreas transplantation either locally or via formal international cooperative organ-sharing agreements. The transplant programme has been providing multi-organ deceased donor transplants consistently for at least five years, with an overall rate of transplantation in 2010 above 30 solid organ transplants per million population. The country has a government-recognized authority that is responsible for oversight of organ donation and transplantation activities.
a Levels of health system capacity proposed during the WHO Madrid Consultation in 2010.9
Trends in transplantation activities
Counts for living and deceased donor kidney, liver, pancreas, heart, lung and small bowel transplants performed between 2006 and 2011 were obtained from the Global Observatory database.3 Each year, for each of the WHO’s 194 Member States, the Global Observatory sends a standardized questionnaire to a relevant national focal point or a person officially designated by the relevant Ministry of Health.11 Activity data were available for 105 Member States in 2011, including five – Bhutan, Cameroon, Ethiopia, Fiji and the Maldives – that reported no transplantation activity. Forward interpolation was used from year to year to minimize missing data. The 10 Member States reporting the highest absolute numbers of living donor transplants in 2011 were the United States of America (n = 6020), India (n = 5482), Turkey (n = 3044), Mexico (n = 1894), Egypt (n = 1867), Japan (n = 1850), Brazil (n = 1748), Republic of Korea (n = 1620), Islamic Republic of Iran (n = 1545) and the United Kingdom of Great Britain and Northern Ireland (n = 1063). The 10 Member States with the highest deceased donor transplant numbers were the United States (n = 23 368), China (n = 6806), Brazil (n = 5097), France (n = 4634), Germany (n = 4064), Spain (n = 3886), the United Kingdom (n = 3048), Italy (n = 3020), Canada (n = 1738) and Poland (n = 1446).
Fig. 1 shows the distribution of solid organ transplantation activities across regions specified by the Global Burden of Disease study. Both living and deceased donor transplantation activity increased in north Africa and the Middle East between 2006 and 2011 (Fig. 1). These regional increases were driven predominantly – in the case of deceased donor transplantation – by activities in the Islamic Republic of Iran and Turkey, and – in the case of living donor transplantation – by activities in Jordan and Saudi Arabia.13 Turkey experienced large increases in transplantation activity following the establishment of its National Coordination Centre in 2001. The establishment of this centre brought Turkish organ procurement and transplantation under the control of the national Ministry of Health and reoriented donation and transplantation around hospital-based transplant coordinators.14 Similar reforms to systems for donor identification, management and organ recovery in the Republic of Korea15 were probably important contributors to the increases in transplantation activity also observed for the high-income Asia Pacific region between 2006 and 2011.
Fig. 1. Distribution of solid organ transplantation activity, by region used in the Global Burden of Disease Study, 2006–2011
In Australasia, the rate of deceased donor transplantation increased after 2008, coinciding with the establishment of an official authority responsible for the national coordination of donation and transplantation systems.16 In tropical Latin America and central Europe, increasing rates of deceased donor transplantation were driven predominantly by the trends in Brazil and Croatia, respectively. The rate of deceased donor transplantation in Brazil increased after 2005, when the Ministry of Health established that all hospitals with more than 80 beds should have an internal donation and transplantation commission.17 In Croatia, the rate of deceased donor transplantation increased more than 10-fold in the decade ending in 2011 as the result of several reforms – including the appointment of hospital and national transplant coordinators, the introduction of reimbursement for donor hospitals, public awareness campaigns, participation in cross-border organ sharing through Eurotransplant, and updated legislation.18
The centralization of the coordination of organ donation and transplantation under an officially recognized authority, the reorientation of organ recovery around transplant coordinators and the systematization of donor identification and organ recovery are all key components of the frequently cited “Spanish Model” of organ donation and transplantation.19,20 The successful implementation of these policies by a diverse range of countries – and the impact on rates of deceased donor transplantation between 2006 and 2011 – are evidence of the potential effectiveness and reproducibility of the Spanish Model.
Declining rates of living donor transplantation were observed in south Asia and south-east Asia, where these trends were largely driven by reduced activity in Pakistan and the Philippines, respectively. The declining rate of deceased donor transplantation observed in east Asia was driven by reduced activity in China. Pakistan signed into law the Ordinance on Human Cell and Tissue Transplantation in 2010, thus criminalizing organ sales.21 The Philippines implemented an expanded anti-human trafficking law in 2009.21 Parallel efforts to curb transplant tourism by major exporters of recipients have also influenced these trends.22 In China, declining rates of deceased donor transplantation coincided with a shift away from donation by executed prisoners, the implementation of laws limiting transplant tourism, and the closure of transplant programmes that failed to comply with new regulations.23 China is now in the process of implementing a new national programme of deceased donor transplantation that is based on a network of hospital-based organ procurement organizations, with oversight from national committees accountable to the Ministry of Health.24
As at 31 December, 2011, the Global Observatory had recorded activity of at least one organ transplant in 100 Member States, including deceased donor transplantation activity in 69 Member States in the year 2011. Another 11 Member States – Bahrain, Bosnia and Herzegovina, Honduras, Iraq, Jamaica, Kazakhstan, Montenegro, Serbia, Trinidad and Tobago, Ukraine and Viet Nam – were identified, via expert review or literature and web-based searches, as currently being engaged in transplantation activity. Therefore, most (57%) of the WHO’s Member States were engaged in some level of organ transplantation activity between 2006 and 2011, and over a third (36%) reported deceased donor transplantation activity in 2011.
Major geographical disparities in access to transplantation persist: 62% of the 112 939 solid organ transplants reported in 2011 were performed in high-income Member States, while only 28%, 9% and less than 1% were performed in upper-middle-, lower-middle- and low-income Member States, respectively. It is, however, noteworthy that, although the majority of organ transplantation takes place in high-income Member States, the practice of organ transplantation has now diffused across all income strata and has reached the populations of low-income Member States including Bangladesh, Kenya, Kyrgyzstan, Myanmar, Nepal and Tajikistan.
Macroeconomic and health system factors
We divided Member States into five levels depending on their transplantation capacity, with levels 1 and 5 representing Member States with the lowest and highest transplantation capacities, respectively (Box 1). Fig. 2 shows, for each level of transplantation capacity, the correlation between gross national income per capita – measured, in terms of purchasing power parity, in international dollars – and physician-to-population ratio. For the majority of the 76 Member States not reporting any transplantation activity – i.e. those assigned to level 1 – gross national income per capita and physician-to-population ratio were generally below the global mean values, of 12 000 International dollars and 1.5 physicians per 1000 population, respectively. Level 2 Member States (n = 34), defined as having one or more centres providing living kidney transplantation, tended to have higher per capita income and notably higher physician-to-patient ratios compared with level 1 Member States. Exceptions included Bangladesh, Ghana, Kenya, Nepal, Nigeria, Pakistan and Sudan. The 23 Member States that were assigned to level 3, based on deceased donor transplantation activity, tended to have higher per capita incomes than level 2 Member States. Most level 4 Member States (n = 21) had per capita incomes and physician-to-population ratios above the global means – the exceptions being China, Colombia, South Africa and Thailand. Thirty-two of the 33 Member States assigned to level 5 had two or more physicians per thousand population and gross national incomes that exceeded 12 000 international dollars per capita – the only exception was the Islamic Republic of Iran. In logistic regression analyses of these data, higher physician-to-population ratio – but not higher gross national income per capita – was found to be significantly associated with the existence of any transplantation activity (Table 1). Among the Member States with any transplantation activity, however, the existence of deceased donor transplantation activity was found to be significantly associated with higher gross national income per capita, but not with higher physician-to-population ratio (Table 1).
Fig. 2. Gross national income per capita, physician density and capacity for solid organ transplantation, Member States of the World Health Organization, 2006–2011
Table 1. Association between solid organ transplantation activity and macroeconomic and health-system factors, 2006–2011
Fig. 3 shows the relationships between out-of-pocket expenditure on health, total health expenditure per capita and level of transplantation capacity. Member States with the highest level of transplantation capacity – i.e. those assigned to level 5 – tended to have relatively high total health expenditures and relatively low out-of-pocket expenditures. Member States that had no transplantation activity, or living donor transplantation activity only, tended to have below-average health expenditures – but showed no clear trend with respect to out-of-pocket expenditures. Logistic regression confirmed that there was no significant association between the existence of transplantation activity in a Member State and the magnitude of out-of-pocket expenditures (Table 1). In contrast, after adjusting for out-of-pocket expenditure, higher total health expenditure per capita was associated with a significant increase in the likelihood of any transplantation activity and with a nonsignificant increase in the likelihood of having initiated deceased donor transplantation (Table 1).
Fig. 3. Total and out-of-pocket health expenditure and capacity for solid organ transplantation, Member States of the World Health Organization, 2011
Fig. 4 shows the relationships between the proportions of total health expenditure accounted for by public funds, total health expenditure per capita and level of transplantation capacity. Member States with the highest level of transplantation capacity tended to have relatively high proportions of their health expenditures accounted for by public funds and relatively high health expenditures per capita. However, there was no evidence of an association between the existence of transplantation activity in a Member State and public health expenditure as a percentage of total expenditure. This observation is consistent with previous findings that showed that total health expenditure – but not the public share of health-care expenditure – was independently associated with international variation in rates of treatment for end-stage kidney disease.5 These findings probably reflect diversity in the extent to which the private sector participates in the delivery of renal replacement therapy.
Fig. 4. Total health expenditure, public health expenditure as a proportion of total health expenditure and capacity for solid organ transplantation, Member States of the World Health Organization, 2011
Overall, our observations indicate that, in general, transplanting Member States have relatively high health expenditures per capita and populations with relatively good access to physician services – two factors that are likely to indicate a minimum standard of available tertiary care. Notable outliers to this observation included the former Soviet countries of central Asia and eastern Europe, where physician to population ratios are high yet transplantation capacities are relatively low. Low physician wages, informal payments and negative public attitudes towards organ donation and transplantation potentially contribute to this observation.26,27 The situation in this region has begun to improve, however. The north-west region of the Russian Federation recently introduced a transplant coordination model that is having a positive impact on the region’s organ donation and transplantation trends.26 Armenia, Belarus, Georgia, Kazakhstan, the Republic of Moldova and Tajikistan have also taken steps towards modernizing their organ procurement and transplant systems.28
We also observed that, among transplanting countries, provision of deceased donor transplantation remains significantly associated with gross national income per capita. This reflects the extra resources and organization needed to support deceased donor transplantation, including the requirements for a waiting list and allocation system, an organ procurement programme, an on-call transplantation team and relevant intensive-care resources (Fig. 5).29 For many low- and middle-income countries, the costs of post-transplantation care and ongoing immunosuppression present a substantial additional barrier to the development of greater transplantation capacity.
Fig. 5. Schematic of the minimum health system requirements for performing deceased donor organ transplantation
Lastly, it is worth reflecting on the observation that a substantial proportion of global transplantation activity takes place in countries where out-of-pocket expenditure on health-care services exceed the global mean. In this context, the initiation and development of organ transplantation are likely to be driven by rising purchasing power and the attendant demand for health care of higher quality by the sector of the population who can afford it. Achieving equity, transparency and ethical practice in the provision of organ transplantation – especially in a setting of low economic and health system development and high out-of-pocket expenditures – will require the implementation of appropriate regulatory frameworks and oversight.
Our analysis of the global diffusion of transplantation capacity indicates that, in general, transplanting and non-transplanting Member States are currently differentiated on the basis of physician-to-population ratios and health expenditure per capita – but not by gross national income per capita. Although affluent countries are the earliest adopters of new medical technologies, the availability of such technologies gradually becomes less dependent on economic factors over time.8 Rising incomes, the spread of health insurance, lifestyle factors adding to the burden of illness and ageing populations have increased demand for the treatment of end-stage organ failure in low- and middle-income countries. In addition, actors in the public and private health sectors may have an interest in increasing the supply of transplant services in low- and middle-income countries, and linkages to facilitate skills transfer across the international medical community have been actively contributing to the development of local transplantation capacities. For these and other reasons, the practice of organ transplantation has now diffused across all income strata. Therefore, it is appropriate for ministries of health in all jurisdictions – including low- and middle-income countries – to develop policies with respect to organ donation and transplantation. An immediate requirement is a legal framework to protect donors and recipients and to regulate medical practice. The next step is the development of specialist surgeons, physicians and nurses.
The transition from a transplantation programme that only involves living donor transplantation to one that includes deceased donor transplantation remains linked with income per capita. Deceased donor transplantation can only proceed where there is a legal framework in place for the declaration of death and the lawful removal of organs from deceased persons for the purpose of transplantation. The elements of a comprehensive national transplantation programme include: (i) a legal framework and regulatory oversight, (ii) an adequately resourced deceased donor programme, (iii) a waiting list of candidates who are allocated organs irrespective of gender, ethnicity or social status, (iv) an ethical living donor programme; and (v) clinical practices consistent with international standards.29 For countries seeking to increase rates of deceased donor transplantation, the key reforms of the Spanish Model – i.e. centralized coordination, orientation of organ recovery around transplant coordinators and systematization of donor identification and organ recovery – have been effective in a diverse range of countries (Box 2). For small countries, the development of organ donation and transplantation capacity may necessitate regional cooperation.
Box 2. Policy implications for the development of solid organ donation and transplantation
- Even where transplantation capacity does not currently exist, epidemiological, demographic and economic transitions are increasing the demand for organ transplantation. Therefore, prospective health policies addressing the role of living and deceased donor transplantation in the health system, beginning with appropriate legislative frameworks, are warranted for all countries.
- For those countries seeking to improve rates of deceased donor transplantation, the efficacy of the Spanish Model of organ donation and transplantation has now been demonstrated across a diverse range of countries. The model’s key reforms include centralization of the coordination of organ donation and transplantation under an official authority, reorientation of organ recovery around transplant coordinators and the systematization of donor identification and organ recovery.
- Low- and lower-middle-income countries are capable of providing living donor transplantation programmes, given a willingness to allocate resources and personnel to this goal and the existence of one or more highly trained individuals. The transition from a transplant programme based only on living donors to one that also includes deceased donor transplantation requires a substantially greater investment of resources. It is also dependent on engagement with policy-makers to remove legal impediments to the recovery of organs from dead donors, and engagement with the public to increase public acceptance of deceased donation.
- For health systems that are underdeveloped and for countries where out-of-pocket and private payments for health-care services are high, there is a particular need for health policies that uphold the principles of equity and transparency in the provision of transplantation, and for legislation prohibiting unethical practices.
- Governments are accountable for the implementation of transplantation programmes in which the opportunity to benefit is shared equitably across the population. Achieving this requires: (i) appropriate legislation, regulation and oversight, (ii) registries to monitor activities and outcomes and to ensure transparency of practices; and (iii) the optimization of activities – consistent with competing demands on health resources – by focusing on specialist training, particularly the training of transplant coordinators and the implementation of a structured professional network that incorporates continuous training and performance assessment.
Finally, in presenting overall regional trends, we have not commented on intraregional variation in transplantation activities or on the spatial, socioeconomic, racial and gender disparities in access to transplantation that exist within individual Member States. As the diffusion of the practice of transplantation continues, equity of access will be a major challenge. Catch-up growth, market integration, increased personal income and savings and epidemiological and demographic transitions – all of which have combined to increase the burden of organ failure in developing countries while simultaneously increasing the wealth of upper-income households – have the potential both to increase demand for transplantation and to exacerbate inequities in access within low- and middle-income countries.30 With the integration of organ donation and transplantation into national health systems, governments are accountable for establishing programmes in which the opportunity to benefit from transplantation is shared equally across the population.29 Legislation, regulatory oversight and the monitoring and transparent reporting of organ donation and transplantation practices through national registries are key to this accountability.
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